Home/Filings/4/0001562180-21-007802
4//SEC Filing

Kasprzak Michael P 4

Accession 0001562180-21-007802

CIK 0000070145other

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 5:46 PM ET

Size

19.0 KB

Accession

0001562180-21-007802

Insider Transaction Report

Form 4
Period: 2021-12-19
Kasprzak Michael P
President NFG Midstream Co
Transactions
  • Exercise/Conversion

    Common Stock

    2021-12-19$55.09/sh+1,000$55,09017,883 total
  • Disposition to Issuer

    Common Stock

    2021-12-19$62.38/sh884$55,14016,999 total
  • Tax Payment

    Common Stock

    2021-12-19$62.38/sh34$2,12116,965 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-12-193720 total
    Common Stock (372 underlying)
  • Exercise/Conversion

    Common Stock

    2021-12-19+37216,992 total
  • Tax Payment

    Common Stock

    2021-12-19$62.38/sh109$6,79916,883 total
  • Exercise/Conversion

    Stock Appreciation Right

    2021-12-191,0000 total
    Exercise: $55.09From: 2014-12-19Exp: 2021-12-19Common Stock (1,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    5,757
  • Common Stock

    (indirect: By Trust)
    1,498
Footnotes (6)
  • [F1]Restricted stock units convert into common stock on a one-for-one basis.
  • [F2]On December 19, 2021, the reporting person had 109 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.
  • [F3]On December 19, 2021, the reporting person exercised a stock appreciation right with respect to 1,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 884 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 34 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.
  • [F4]The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of December 17, 2021, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
  • [F5]The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of December 17, 2021, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
  • [F6]On December 19, 2018, the reporting person was granted 1,114 restricted stock units, vesting as follows: 371 on December 19, 2019, 371 on December 19, 2020, and 372 on December 19, 2021.

Issuer

NATIONAL FUEL GAS CO

CIK 0000070145

Entity typeother

Related Parties

1
  • filerCIK 0001781395

Filing Metadata

Form type
4
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 5:46 PM ET
Size
19.0 KB