BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Jan 5, 2022
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Award
Restricted Stock
2022-01-03+2,000→ 2,975 total
Holdings
- 67,777
Common Stock
- 22,800
Stock Options (Right to buy)
→ Common Stock - 40,102(indirect: Financial Planning Analysts)
Common Stock
- 255,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
Footnotes (5)
- [F1]2,000 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2023, 500 shares on 1/3/2024, 500 shares on 1/3/2025, and 500 shares on 1/3/2026.
- [F2]2,975 shares are held in an account at Computershare, which have upcoming vesting dates.
- [F3]A total of 67,777 shares are beneficially owned by Dr. Brody; 33,592 are held jointly with his spouse, 13,436 are held in street name, 20,629 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F4]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F5]22,800 stock options were granted under various dates and vesting periods of which 17,934 are currently exercisable.