4//SEC Filing
West Thomas A. 4
Accession 0001562180-22-001158
CIK 0001271214other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 9:05 PM ET
Size
13.7 KB
Accession
0001562180-22-001158
Insider Transaction Report
Form 4
West Thomas A.
DirectorPresident and CEO
Transactions
- Award
Common Stock
2022-02-01+106,540→ 364,334 total - Tax Payment
Common Stock
2022-02-04$27.28/sh−4,823$131,553→ 351,748 total - Tax Payment
Common Stock
2022-02-02$27.31/sh−7,763$211,980→ 356,571 total
Footnotes (7)
- [F1]Represents restricted stock units granted pursuant to the Intersect ENT, Inc. 2014 Equity Incentive Plan. Each restricted stock unit represents a right to receive one share of Intersect ENT, Inc. common stock upon vesting. The restricted stock units vest in three equal annual installments commencing one year after the Vesting Commencement Date of February 1, 2022.
- [F2]Includes 500 shares purchased on 11/15/21 with ESPP plan and 281,359 restricted stock units, of which 39,700 are performance based.
- [F3]Shares tendered in payment of the tax withholding obligation in compliance and as required by the company's equity documents.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.20 to $27.55, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F5]Includes 260,526 restricted stock units, of which 39,700 are performance based.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.23 to $27.33, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F7]Includes 247,292 restricted stock units, of which 39,700 are performance based.
Issuer
Intersect ENT, Inc.
CIK 0001271214
Entity typeother
Related Parties
1- filerCIK 0001620705
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 9:05 PM ET
- Size
- 13.7 KB