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4//SEC Filing

Hon Karen 4

Accession 0001562180-22-003791

CIK 0000719739other

View on SEC.gov Company Profile

Filed

May 3, 8:00 PM ET

Accepted

May 4, 8:59 PM ET

Size

30.3 KB

Accession

0001562180-22-003791

Insider Transaction Report

Form 4

Period: 2022-05-02

SVB FINANCIAL GROUPSIVB

Interim Ch. Accounting Officer

Transactions

Exercise/Conversion
Restricted Stock Unit
2022-05-01−89→ 88 total
Exp: 2026-05-01→ Common Stock (89 underlying)
Exercise/Conversion
Common Stock
2022-05-01+89→ 3,286 total
Tax Payment
Common Stock
2022-05-01$497.67/sh−76$37,823→ 3,699 total
Tax Payment
Common Stock
2022-05-01$497.67/sh−54$26,874→ 3,645 total
Tax Payment
Common Stock
2022-05-01$497.67/sh−41$20,404→ 3,604 total
Exercise/Conversion
Restricted Stock Unit
2022-05-01−154→ 154 total
Exp: 2026-04-30→ Common Stock (154 underlying)
Exercise/Conversion
Common Stock
2022-05-01+217→ 3,503 total
Exercise/Conversion
Common Stock
2022-05-01+118→ 3,621 total
Exercise/Conversion
Restricted Stock Unit
2022-05-01−217→ 433 total
Exp: 2027-05-01→ Common Stock (217 underlying)
Award
Stock Option
2022-05-02+599→ 599 total
Exercise: $497.67Exp: 2029-05-02→ Common Stock (599 underlying)
Exercise/Conversion
Common Stock
2022-05-01+154→ 3,775 total
Tax Payment
Common Stock
2022-05-01$497.67/sh−31$15,428→ 3,573 total
Exercise/Conversion
Restricted Stock Unit
2022-05-01−118→ 0 total
Exp: 2025-05-01→ Common Stock (118 underlying)
Award
Restricted Stock Unit
2022-05-02+728→ 728 total
Exp: 2029-05-02→ Common Stock (728 underlying)

Holdings

Common Stock
(indirect: By 401(k))
324

Footnotes (8)

[F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
[F2]Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
[F3]The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
[F4]25%/4yr beginning on 01-May-2018.
[F5]25%/4yr beginning on 01-May-2019.
[F6]25%/4yr beginning on 01-May-2020.
[F7]Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
[F8]Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT

Issuer

SVB FINANCIAL GROUP

CIK 0000719739

Entity typeother

Related Parties

1

filerCIK 0001787570

Filing Metadata

Form type: 4
Filed: May 3, 8:00 PM ET
Accepted: May 4, 8:59 PM ET
Size: 30.3 KB

View on SEC.gov