Cox Philip C 4

Accession 0001562180-22-003802

CIK 0000719739other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 9:10 PM ET

Size

33.1 KB

Accession

0001562180-22-003802

Form 4

Period: 2022-05-02

Head EMEA India & President,UK

Transactions

Exercise/Conversion
Common Stock
2022-05-01+257→ 7,482 total
Exercise/Conversion
Common Stock
2022-05-01+2,057→ 9,717 total
Tax Payment
Common Stock
2022-05-01$497.67/sh−915$455,368→ 8,722 total
Tax Payment
Common Stock
2022-05-01$497.67/sh−115$57,232→ 8,406 total
Exercise/Conversion
Common Stock
2022-05-01+452→ 7,225 total
Exercise/Conversion
Common Stock
2022-05-01+178→ 7,660 total
Tax Payment
Common Stock
2022-05-01$497.67/sh−201$100,032→ 8,521 total
Exercise/Conversion
Restricted Stock Unit
2022-05-01−178→ 0 total
Exp: 2025-05-01→ Common Stock (178 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-05-01−257→ 257 total
Exp: 2026-05-01→ Common Stock (257 underlying)
Award
Performance Restricted Stock Unit
2022-05-02+2,911→ 2,911 total
From: 2025-01-31Exp: 2029-05-02→ Common Stock (2,911 underlying)
Award
Stock Option
2022-05-02+2,396→ 2,396 total
Exercise: $497.67Exp: 2029-05-02→ Common Stock (2,396 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-05-01−452→ 902 total
Exp: 2027-05-01→ Common Stock (452 underlying)
Tax Payment
Common Stock
2022-05-01$497.67/sh−80$39,814→ 9,637 total
Exercise/Conversion
Restricted Stock Unit
2022-05-01−2,057→ 0 total
From: 2022-05-01Exp: 2026-05-01→ Common Stock (2,057 underlying)
Award
Restricted Stock Unit
2022-05-02+970→ 970 total
Exp: 2029-05-02→ Common Stock (970 underlying)

Holdings

Footnotes (11)

[F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
[F10]Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
[F11]Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
[F2]Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
[F3]The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
[F4]25%/4yr beginning on 01-May-2018.
[F5]Restricted stock units are subject to cliff vest on May 1, 2022.
[F6]25%/4yr beginning on 01-May-2019.
[F7]25%/4yr beginning on 01-May-2020.
[F8]Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
[F9]Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2025.

Documents

1 file

SVB FINANCIAL GROUP

CIK 0000719739

Entity typeother