4/A//SEC Filing
Smith Michael John 4/A
Accession 0001562180-22-004309
CIK 0001407973other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 7:02 PM ET
Size
6.3 KB
Accession
0001562180-22-004309
Insider Transaction Report
Form 4/AAmended
Sonendo, Inc.SONX
Smith Michael John
Chief Commercial Officer
Transactions
- Sale
Common Stock
2022-05-13$2.78/sh−1,958$5,441→ 321,626 total
Footnotes (3)
- [F1]The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]This Form 4/A is being filed to correct an error in Column 5 of the original Form 4 filed by the Reporting Person on May 17, 2022 regarding the amount of securities beneficially owned by the Reporting Person following the transaction reported therein, which error also affected the total reported in Column 5 of the subsequent Form 4 filed by the Reporting Person on May 18, 2022.
Documents
Issuer
Sonendo, Inc.
CIK 0001407973
Entity typeother
Related Parties
1- filerCIK 0001872655
Filing Metadata
- Form type
- 4/A
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 7:02 PM ET
- Size
- 6.3 KB