Home/Filings/4/0001562180-22-005121
4//SEC Filing

MacDonald James J. 4

Accession 0001562180-22-005121

CIK 0001770121other

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 6:16 PM ET

Size

11.3 KB

Accession

0001562180-22-005121

Insider Transaction Report

Form 4
Period: 2022-06-13
Transactions
  • Award

    Common Stock

    2022-05-13$4.28/sh+1,183$5,068430,600 total
  • Exercise/Conversion

    Common Stock

    2022-06-13$1.48/sh+66,796$98,858497,396 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2022-06-1366,79651,954 total
    Exercise: $1.48Exp: 2030-01-26Common Stock (66,796 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    7,812
  • Common Stock

    (indirect: By Trust)
    125,000
  • Common Stock

    (indirect: By Trust)
    125,000
Footnotes (3)
  • [F1]The reporting person is voluntarily reporting the acquisition of shares of common stock of Sana Biotechnology, Inc. (the "Issuer") pursuant to the Sana Biotechnology, Inc. 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 17, 2021 through May 13, 2022. This transaction is exempt under Rule 16b-3(c).
  • [F2]In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on May 13, 2022.
  • [F3]25% of the shares underlying the option vested and became exercisable on February 14, 2021, and the remainder of the shares underlying the option vest at a rate of 1/36th per month thereafter.

Issuer

Sana Biotechnology, Inc.

CIK 0001770121

Entity typeother

Related Parties

1
  • filerCIK 0001830054

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 6:16 PM ET
Size
11.3 KB