Home/Filings/4/0001562180-22-006075
4//SEC Filing

Sama Rinda 4

Accession 0001562180-22-006075

CIK 0001603756other

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 7:48 PM ET

Size

17.7 KB

Accession

0001562180-22-006075

Insider Transaction Report

Form 4
Period: 2022-08-10
Sama Rinda
Chief Operating Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2022-08-10$25.82/sh+8,301$214,33279,136 total
  • Sale

    Common Stock

    2022-08-10$69.35/sh24,478$1,697,48664,030 total
  • Exercise/Conversion

    Common Stock

    2022-08-10$14.19/sh+16,177$229,55270,835 total
  • Exercise/Conversion

    Common Stock

    2022-08-10$14.19/sh+9,372$132,98988,508 total
  • Sale

    Common Stock

    2022-08-10$70.12/sh9,372$657,16554,658 total
  • Exercise/Conversion

    Stock Options (Right to buy)

    2022-08-1025,54911,019 total
    Exercise: $14.19Exp: 2029-01-30Common Stock (25,549 underlying)
  • Exercise/Conversion

    Stock Options (Right to buy)

    2022-08-108,3019,962 total
    Exercise: $25.82Exp: 2029-12-12Common Stock (8,301 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    4,000
Footnotes (5)
  • [F1]This sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
  • [F2]This transaction was executed in multiple trades at prices ranging from $68.98 to $69.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]This transaction was executed in multiple trades at prices ranging from $70.00 to $70.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting on January 30th, 2020, and the remainder vesting at a rate of 1/36th per month commencing upon the one-year anniversary of January 30th, 2020, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
  • [F5]The option becomes exercisable as follows: (i) 1/4 of the total number of shares of common stock underlying the option will vest on December 12, 2020 and (ii) 1/36 of the remaining shares of common stock underlying the option will vest monthly thereafter, such that the option will fully vest on December 12, 2023, provided the reporting person remains in continuous service on each vesting date.

Issuer

Axonics, Inc.

CIK 0001603756

Entity typeother

Related Parties

1
  • filerCIK 0001756399

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 7:48 PM ET
Size
17.7 KB