Koenig Bradford C. 4
4 · Hercules Capital, Inc. · Filed Nov 21, 2022
Insider Transaction Report
Form 4
Koenig Bradford C.
Director
Transactions
- Disposition to Issuer
Common Stock
2022-11-17−125→ 6,074 total - Award
Common Stock
2022-11-17+125→ 27,136 total(indirect: By Trust) - Award
Common Stock
2022-11-17$14.06/sh+136$1,912→ 6,211 total - Award
Common Stock
2022-11-17$14.06/sh+138$1,940→ 27,273 total(indirect: By Trust)
Footnotes (4)
- [F1]Shares previously reported as directly owned are now being reported as indirectly owned.
- [F2]Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
- [F3]Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share.
- [F4]Held by the Koenig Family 1994 Trust