4//SEC Filing
Koenig Bradford C. 4
Accession 0001562180-22-007796
CIK 0001280784other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:13 PM ET
Size
10.2 KB
Accession
0001562180-22-007796
Insider Transaction Report
Form 4
Koenig Bradford C.
Director
Transactions
- Disposition to Issuer
Common Stock
2022-11-17−125→ 6,074 total - Award
Common Stock
2022-11-17+125→ 27,136 total(indirect: By Trust) - Award
Common Stock
2022-11-17$14.06/sh+136$1,912→ 6,211 total - Award
Common Stock
2022-11-17$14.06/sh+138$1,940→ 27,273 total(indirect: By Trust)
Footnotes (4)
- [F1]Shares previously reported as directly owned are now being reported as indirectly owned.
- [F2]Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
- [F3]Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share.
- [F4]Held by the Koenig Family 1994 Trust
Documents
Issuer
Hercules Capital, Inc.
CIK 0001280784
Entity typeother
Related Parties
1- filerCIK 0001634656
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 4:13 PM ET
- Size
- 10.2 KB