Cox Philip C 4
4 · SVB FINANCIAL GROUP · Filed Nov 30, 2022
Insider Transaction Report
Form 4
Cox Philip C
Head EMEA India & President,UK
Transactions
- Award
Common Stock
2022-06-30$335.74/sh+36$12,087→ 8,522 total - Tax Payment
Common Stock
2022-11-28$217.52/sh−40$8,701→ 8,482 total - Exercise/Conversion
Common Stock
2022-11-28+40→ 8,522 total - Tax Payment
Restricted Stock Unit
2022-11-28−40→ 930 totalExp: 2029-05-02→ Common Stock (40 underlying)
Holdings
- 16(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F2]Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of restricted stock units.
- [F3]The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- [F5]Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.