4//SEC Filing
Smith Michael John 4
Accession 0001562180-22-008087
CIK 0001407973other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 6:47 PM ET
Size
12.8 KB
Accession
0001562180-22-008087
Insider Transaction Report
Form 4
Sonendo, Inc.SONX
Smith Michael John
Chief Commercial Officer
Transactions
- Disposition to Issuer
Stock Option
2022-12-02−213,698→ 0 totalExercise: $11.52Exp: 2031-06-21→ Common Stock (213,698 underlying) - Award
Stock Option
2022-12-02+66,615→ 66,615 totalExercise: $2.34Exp: 2031-10-27→ Common Stock (66,615 underlying) - Disposition to Issuer
Stock Option
2022-12-02−66,615→ 0 totalExercise: $12.00Exp: 2031-10-27→ Common Stock (66,615 underlying) - Award
Stock Option
2022-12-02+213,698→ 213,698 totalExercise: $2.34Exp: 2031-06-21→ Common Stock (213,698 underlying)
Footnotes (3)
- [F1]The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
- [F2]The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
- [F3]The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.
Documents
Issuer
Sonendo, Inc.
CIK 0001407973
Entity typeother
Related Parties
1- filerCIK 0001872655
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 6:47 PM ET
- Size
- 12.8 KB