Watts Michael Patrick 4

4 · Sonendo, Inc. · Filed Dec 5, 2022

Form 4

Period: 2022-12-02

Chief Financial Officer

Transactions

Award
Stock Option
2022-12-02+41,205→ 41,205 total
Exercise: $2.34Exp: 2030-03-16→ Common Stock (41,205 underlying)
Award
Stock Option
2022-12-02+133,519→ 133,519 total
Exercise: $2.34Exp: 2027-12-11→ Common Stock (133,519 underlying)
Disposition to Issuer
Stock Option
2022-12-02−72,462→ 0 total
Exercise: $12.00Exp: 2031-10-27→ Common Stock (72,462 underlying)
Award
Stock Option
2022-12-02+72,462→ 72,462 total
Exercise: $2.34Exp: 2031-10-27→ Common Stock (72,462 underlying)
Disposition to Issuer
Stock Option
2022-12-02−41,205→ 0 total
Exercise: $7.01Exp: 2030-03-16→ Common Stock (41,205 underlying)
Disposition to Issuer
Stock Option
2022-12-02−133,519→ 0 total
Exercise: $4.02Exp: 2027-12-11→ Common Stock (133,519 underlying)

Footnotes (4)

[F1]The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
[F2]The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
[F3]The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.
[F4]The options were originally granted on December 12, 2017 and are fully vested.

Documents

1 file