4//SEC Filing
Watts Michael Patrick 4
Accession 0001562180-22-008088
CIK 0001407973other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 6:47 PM ET
Size
17.2 KB
Accession
0001562180-22-008088
Insider Transaction Report
Form 4
Sonendo, Inc.SONX
Watts Michael Patrick
Chief Financial Officer
Transactions
- Award
Stock Option
2022-12-02+41,205→ 41,205 totalExercise: $2.34Exp: 2030-03-16→ Common Stock (41,205 underlying) - Award
Stock Option
2022-12-02+133,519→ 133,519 totalExercise: $2.34Exp: 2027-12-11→ Common Stock (133,519 underlying) - Disposition to Issuer
Stock Option
2022-12-02−72,462→ 0 totalExercise: $12.00Exp: 2031-10-27→ Common Stock (72,462 underlying) - Award
Stock Option
2022-12-02+72,462→ 72,462 totalExercise: $2.34Exp: 2031-10-27→ Common Stock (72,462 underlying) - Disposition to Issuer
Stock Option
2022-12-02−41,205→ 0 totalExercise: $7.01Exp: 2030-03-16→ Common Stock (41,205 underlying) - Disposition to Issuer
Stock Option
2022-12-02−133,519→ 0 totalExercise: $4.02Exp: 2027-12-11→ Common Stock (133,519 underlying)
Footnotes (4)
- [F1]The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
- [F2]The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
- [F3]The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.
- [F4]The options were originally granted on December 12, 2017 and are fully vested.
Documents
Issuer
Sonendo, Inc.
CIK 0001407973
Entity typeother
Related Parties
1- filerCIK 0001872686
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 6:47 PM ET
- Size
- 17.2 KB