Sonendo, Inc.|4Dec 5, 6:47 PM ET

Bergheim Bjarne 4

4 · Sonendo, Inc. · Filed Dec 5, 2022

Form 4

Period: 2022-12-02

DirectorPresident and CEO

Transactions

Disposition to Issuer
Stock Option
2022-12-02−139,701→ 0 total
Exercise: $12.00Exp: 2031-10-27→ Common Stock (139,701 underlying)
Disposition to Issuer
Stock Option
2022-12-02−200,208→ 0 total
Exercise: $7.01Exp: 2030-03-16→ Common Stock (200,208 underlying)
Award
Stock Option
2022-12-02+200,208→ 200,208 total
Exercise: $2.34Exp: 2030-03-16→ Common Stock (200,208 underlying)
Disposition to Issuer
Stock Option
2022-12-02−174,721→ 0 total
Exercise: $4.02Exp: 2028-09-17→ Common Stock (174,721 underlying)
Disposition to Issuer
Stock Option
2022-12-02−106,022→ 0 total
Exercise: $4.02Exp: 2027-06-05→ Common Stock (106,022 underlying)
Award
Stock Option
2022-12-02+139,701→ 139,701 total
Exercise: $2.34Exp: 2031-10-27→ Common Stock (139,701 underlying)
Award
Stock Option
2022-12-02+106,022→ 106,022 total
Exercise: $2.34Exp: 2027-06-05→ Common Stock (106,022 underlying)
Award
Stock Option
2022-12-02+174,721→ 174,721 total
Exercise: $2.34Exp: 2028-09-17→ Common Stock (174,721 underlying)

Footnotes (5)

[F1]The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
[F2]The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning October 28,2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
[F3]The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.
[F4]The option was originally granted on September 18, 2018 and vests in 48 equal monthly installments beginning September 18, 2018, subject to the reporting person's continued provision of service to the issuer on each vesting date.
[F5]The options were originally granted on September 8, 2017 and are fully vested.

Documents

1 file