BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Jan 5, 2023
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Award
Restricted Stock
2023-01-03+2,000→ 4,000 total
Holdings
- 22,800
Stock Options (Right to buy)
→ Common Stock - 68,752
Common Stock
- 247,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
- 40,102(indirect: Financial Planning Analysts)
Common Stock
Footnotes (5)
- [F1]2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.
- [F2]4,000 shares are held in an account at Computershare, which have upcoming vesting dates.
- [F3]A total of 68,752 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held in street name, 21,604 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F4]Shares held in a master account of Financial Planning Analysts over which Dr. Mark Brody has no voting authority, but has dispositive power.
- [F5]22,800 stock options were granted under various dates and vesting periods of which 21,467 are currently exercisable.