Ellman Thomas A. 4
4 · GATX CORP · Filed Feb 6, 2023
Insider Transaction Report
Form 4
GATX CORPGATX
Ellman Thomas A.
EVP & CFO
Transactions
- Exercise/Conversion
Common Stock
2023-02-02$61.17/sh+18,900$1,156,208→ 54,261 total - Sale
Common Stock
2023-02-02$115.72/sh−14,038$1,624,532→ 40,223 total - Sale
Common Stock
2023-02-02$116.43/sh−3,357$390,872→ 36,866 total - Sale
Common Stock
2023-02-02$117.30/sh−1,505$176,537→ 35,361 total - Exercise/Conversion
2017 NQ Stock Option (Right to Buy)
2023-02-02−18,900→ 0 totalExercise: $61.17From: 2018-01-26Exp: 2024-01-26→ Common Stock (18,900 underlying)
Holdings
- 9,861(indirect: By 401(k))
Common Stock 401(k)
Footnotes (4)
- [F1]Represents the weighted average sale price. The highest price at which shares were sold was $116.0900 and the lowest price at which shares were sold was $115.1100.
- [F2]Represents the weighted average sale price. The highest price at which shares were sold was $116.8200 and the lowest price at which shares were sold was $116.1100.
- [F3]Represents the weighted average sale price. The highest price at which shares were sold was $117.6000 and the lowest price at which shares were sold was $117.1100.
- [F4]GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.