4//SEC Filing
Miao Graham G 4
Accession 0001562180-23-002739
CIK 0001592016other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 8:37 PM ET
Size
9.6 KB
Accession
0001562180-23-002739
Insider Transaction Report
Form 4
Miao Graham G
Chief Financial Officer
Transactions
- Award
Common Stock
2023-03-09+208→ 424,275 total
Holdings
- 161,860
Common Stock
- 39,736
Common Stock
- 45,186
Common Stock
- 119,266
Common Stock
Footnotes (5)
- [F1]As previously reported, on December 29, 2022, in order to mitigate or eliminate the amount of excise tax that might be payable by the Reporting Person in certain circumstances pursuant to Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, the Board of Directors of the Issuer approved accelerated vesting of the Reporting Person's equity awards that were otherwise scheduled to vest in March and April of 2023, including performance-based stock units ("PSUs"), with PSUs accelerating vesting on December 29, 2022 at a performance level equal to 128.1% of target. Shares reported in this line represent additional shares issued upon vesting of PSUs for a "true-up" based on actual performance for 2022.
- [F2]The Reporting Person was granted 168,258 restricted shares in 2021, vesting in three equal annual installments beginning on March 31, 2023. Certain of these shares were previously forfeited in satisfaction of taxes payable upon vesting. Shares reported in this row are in addition to shares reported in row 1, which are not subject to restrictions.
- [F3]The Reporting Person was granted 195,130 restricted shares in 2022, vesting in three equal annual installments beginning on April 1, 2023. Certain of these shares were previously forfeited in satisfaction of taxes payable upon vesting. Shares reported in this row are in addition to shares reported in row 1, which are not subject to restrictions.
- [F4]The Reporting Person was granted 64,450 restricted shares in 2019, vesting in three equal annual installments beginning on March 29, 2020. Certain of these shares were previously forfeited in satisfaction of taxes payable upon vesting. Shares reported in this row are in addition to shares reported in row 1, which are not subject to restrictions.
- [F5]The Reporting Person was granted 59,435 restricted shares in 2018, vesting in three equal annual installments beginning on August 30, 2019. Certain of these shares were previously forfeited in satisfaction of taxes payable upon vesting. Shares reported in this row are in addition to shares reported in row 1, which are not subject to restrictions.
Documents
Issuer
AgroFresh Solutions, Inc.
CIK 0001592016
Entity typeother
Related Parties
1- filerCIK 0001531047
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 8:37 PM ET
- Size
- 9.6 KB