ERMI THOMAS 4

4 · AgroFresh Solutions, Inc. · Filed Apr 4, 2023

Form 4

Period: 2023-03-31

VP, Secretary and Gen Counsel

Transactions

Other
Employee stock option (right to buy)
2023-03-31−8,900→ 0 total
Exercise: $7.35→ Common Stock (8,900 underlying)
Other
Employee Stock Option (right to buy)
2023-03-31−82,500→ 0 total
Exercise: $12.00→ Common Stock (82,500 underlying)
Other
Employee stock option (right to buy)
2023-03-31−25,450→ 0 total
Exercise: $3.34→ Common Stock (25,450 underlying)
Disposition to Issuer
Common Stock
2023-03-31$3.00/sh−372,954$1,118,862→ 0 total
Other
Employee stock option (right to buy)
2023-03-31−13,150→ 0 total
Exercise: $4.37→ Common Stock (13,150 underlying)

Footnotes (2)

[F1]Disposed of pursuant to an Agreement and Plan of Merger entered into by and among the Issuer, Project Cloud Holdings, LLC and Project Cloud Merger Sub, Inc. dated November 21, 2022 (the "Merger Agreement"). Pursuant to the Merger Agreement, each outstanding share of Issuer's common stock was converted into the right to receive $3.00 per share in cash without interest.
[F2]At the effective time of the merger pursuant to the Merger Agreement, the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration, payment or right to consideration or payment.

Documents

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