4//SEC Filing
Smith Michael John 4
Accession 0001562180-23-005399
CIK 0001407973other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 9:17 PM ET
Size
7.7 KB
Accession
0001562180-23-005399
Insider Transaction Report
Form 4
Sonendo, Inc.SONX
Smith Michael John
Chief Commercial Officer
Transactions
- Sale
Common Stock
2023-06-16$1.09/sh−4,020$4,375→ 765,981 total - Sale
Common Stock
2023-06-15$1.12/sh−6,357$7,121→ 770,001 total
Footnotes (3)
- [F1]Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
Sonendo, Inc.
CIK 0001407973
Entity typeother
Related Parties
1- filerCIK 0001872655
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 9:17 PM ET
- Size
- 7.7 KB