BADAVAS ROBERT P 4
4 · Hercules Capital, Inc. · Filed Jun 26, 2023
Insider Transaction Report
Form 4
BADAVAS ROBERT P
Director
Transactions
- Award
Common Stock
2023-06-22$14.17/sh+4,234$59,996→ 111,686 total - Disposition to Issuer
Common Stock
2023-06-22−107,452→ 4,234 total - Award
Common Stock
2023-06-22+107,452→ 107,452 total(indirect: By Trust)
Footnotes (3)
- [F1]Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
- [F2]Shares previously reported as directly owned are now being reported as indirectly owned
- [F3]Held by the Robert P. Badavas Trust of 2007