Hercules Capital, Inc.·4

Aug 28, 5:03 PM ET

Fallon Thomas J 4

4 · Hercules Capital, Inc. · Filed Aug 28, 2023

Insider Transaction Report

Form 4
Period: 2023-08-25
Transactions
  • Award

    Common Stock

    2023-08-25$16.41/sh+144$2,3635,061 total
  • Disposition to Issuer

    Common Stock

    2023-08-251,3774,917 total
  • Award

    Common Stock

    2023-08-25+1,37779,313 total(indirect: By Trust)
Footnotes (3)
  • [F1]Shares previously reported as directly owned are now being reported as indirectly owned
  • [F2]Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
  • [F3]Held by the Fallon Family Revocable Trust

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT