4//SEC Filing
Fallon Thomas J 4
Accession 0001562180-23-007949
CIK 0001280784other
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 8:05 PM ET
Size
8.3 KB
Accession
0001562180-23-007949
Insider Transaction Report
Form 4
Fallon Thomas J
Director
Transactions
- Disposition to Issuer
Common Stock
2023-11-22−5,800→ 4,917 total - Award
Common Stock
2023-11-22$15.87/sh+149$2,365→ 5,066 total - Award
Common Stock
2023-11-22+5,800→ 85,113 total(indirect: By Trust)
Footnotes (3)
- [F1]Shares previously reported as directly owned are now being reported as indirectly owned.
- [F2]Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
- [F3]Held by the Fallon Family Revocable Trust
Documents
Issuer
Hercules Capital, Inc.
CIK 0001280784
Entity typeother
Related Parties
1- filerCIK 0001399121
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 8:05 PM ET
- Size
- 8.3 KB