Fallon Thomas J 4
4 · Hercules Capital, Inc. · Filed Nov 27, 2023
Insider Transaction Report
Form 4
Fallon Thomas J
Director
Transactions
- Disposition to Issuer
Common Stock
[F1]2023-11-22−5,800→ 4,917 total - Award
Common Stock
[F2]2023-11-22$15.87/sh+149$2,365→ 5,066 total - Award
Common Stock
[F1][F3]2023-11-22+5,800→ 85,113 total(indirect: By Trust)
Footnotes (3)
- [F1]Shares previously reported as directly owned are now being reported as indirectly owned.
- [F2]Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
- [F3]Held by the Fallon Family Revocable Trust
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon|2023-11-27