BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Jan 4, 2024
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Award
Restricted Stock
2024-01-02+2,200→ 4,950 total
Holdings
- 70,002
Common Stock
- 247,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
- 22,800
Stock Options (Right to buy)
→ Common Stock - 40,102(indirect: Financial Planning Analysts)
Common Stock
Footnotes (5)
- [F1]2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.
- [F2]4,950 shares are held in an account at Computershare, which have upcoming vesting dates.
- [F3]A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F4]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F5]22,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.