Home/Filings/4/0001562180-24-000174
4//SEC Filing

BRODY MARK S 4

Accession 0001562180-24-000174

CIK 0000920427other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 1:39 PM ET

Size

9.0 KB

Accession

0001562180-24-000174

Insider Transaction Report

Form 4
Period: 2024-01-02
BRODY MARK S
Director
Transactions
  • Award

    Restricted Stock

    2024-01-02+2,2004,950 total
Holdings
  • Common Stock

    70,002
  • Common Stock

    (indirect: Financial Planning Analysts Dispositive Shares)
    247,465
  • Stock Options (Right to buy)

    Common Stock
    22,800
  • Common Stock

    (indirect: Financial Planning Analysts)
    40,102
Footnotes (5)
  • [F1]2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.
  • [F2]4,950 shares are held in an account at Computershare, which have upcoming vesting dates.
  • [F3]A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare.
  • [F4]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
  • [F5]22,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Issuer

UNITY BANCORP INC /NJ/

CIK 0000920427

Entity typeother

Related Parties

1
  • filerCIK 0001248813

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 1:39 PM ET
Size
9.0 KB