Ellman Thomas A. 4
4 · GATX CORP · Filed Jan 31, 2024
Insider Transaction Report
Form 4
GATX CORPGATX
Ellman Thomas A.
EVP & CFO
Transactions
- Exercise/Conversion
Common Stock
2024-01-30$69.73/sh+18,000$1,255,230→ 53,429 total - Sale
Common Stock
2024-01-30$127.53/sh−17,800$2,270,112→ 35,629 total - Exercise/Conversion
2018 NQ Stock Option (Right to Buy)
2024-01-30−18,000→ 0 totalExercise: $69.73From: 2019-01-25Exp: 2025-01-25→ Common Stock (18,000 underlying) - Sale
Common Stock
2024-01-30$128.23/sh−200$25,646→ 35,429 total
Holdings
- 10,050(indirect: By 401(k))
Common Stock 401(k)
Footnotes (3)
- [F1]Represents the weighted average sale price. The highest price at which shares were sold was $128.1400 and the lowest price at which shares were sold was $127.1738. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.
- [F2]Represents the weighted average sale price. The highest price at which shares were sold was $128.2800 and the lowest price at which shares were sold was $128.1838. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.
- [F3]GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.