LASHLEY RICHARD J 4
4 · BANC OF CALIFORNIA, INC. · Filed Mar 15, 2024
Insider Transaction Report
Form 4
LASHLEY RICHARD J
Director
Transactions
- Purchase
Common Stock
2024-03-14$14.47/sh+7,500$108,563→ 2,485,643 total(indirect: By LLC)
Holdings
- 738,576(indirect: By LLC)
Common Stock
- 10,000(indirect: By LLC)
Depositary Shares of Series F Preferred Stock
- 54,284
Common Stock
- 10,000(indirect: By IRA)
Common Stock
Footnotes (2)
- [F1]PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.