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4/A//SEC Filing

BADAVAS ROBERT P 4/A

Accession 0001562180-24-005252

CIK 0001280784other

View on SEC.gov Company Profile

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 5:00 PM ET

Size

14.9 KB

Accession

0001562180-24-005252

Insider Transaction Report

Form 4/AAmended

Period: 2024-06-18

Hercules Capital, Inc.HTGC

BADAVAS ROBERT P

Director

Transactions

Exercise/Conversion
Common Stock
2024-06-18$16.34/sh+1,700$27,778→ 5,934 total
Exercise/Conversion
Stock Option (Right to Buy)
2024-06-20−13,300→ 0 total
Exercise: $16.34Exp: 2024-07-08→ Common Stock (13,300 underlying)
Sale
Common Stock
2024-06-20$19.69/sh−13,300$261,892→ 4,234 total
Exercise/Conversion
Stock Option (Right to Buy)
2024-06-18−1,700→ 13,300 total
Exercise: $16.34Exp: 2024-07-08→ Common Stock (1,700 underlying)
Exercise/Conversion
Common Stock
2024-06-20$16.34/sh+13,300$217,322→ 17,534 total
Sale
Common Stock
2024-06-18$19.60/sh−1,700$33,320→ 4,234 total

Holdings

Common Stock
(indirect: By Trust)
107,452

Footnotes (4)

[F1]This transaction was executed in multiple trades at prices ranging from $19.61 USD to $19.815 USD; the price reported above reflects the weighted average sale price.
[F2]This Form 4 is being amended to add the reporting person's indirect holdings.
[F3]Held by the Robert P. Badavas Trust of 2007
[F4]Vested one-third each year starting July 8, 2015.

Documents

1 file

4
primarydocument.xml
PRIMARY DOCUMENT

Issuer

Hercules Capital, Inc.

CIK 0001280784

Entity typeother

Related Parties

1

filerCIK 0001207407

Filing Metadata

Form type: 4/A
Filed: Jun 23, 8:00 PM ET
Accepted: Jun 24, 5:00 PM ET
Size: 14.9 KB

View on SEC.gov