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Hercules Capital, Inc.·4/A

Jun 24, 5:00 PM ET

BADAVAS ROBERT P 4/A

4/A · Hercules Capital, Inc. · Filed Jun 24, 2024

Insider Transaction Report

Form 4/AAmended
Period: 2024-06-18
Hercules Capital, Inc.HTGC
BADAVAS ROBERT P
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2024-06-18$16.34/sh+1,700$27,778→ 5,934 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2024-06-20−13,300→ 0 total
    Exercise: $16.34Exp: 2024-07-08→ Common Stock (13,300 underlying)
  • Sale

    Common Stock

    2024-06-20$19.69/sh−13,300$261,892→ 4,234 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2024-06-18−1,700→ 13,300 total
    Exercise: $16.34Exp: 2024-07-08→ Common Stock (1,700 underlying)
  • Exercise/Conversion

    Common Stock

    2024-06-20$16.34/sh+13,300$217,322→ 17,534 total
  • Sale

    Common Stock

    2024-06-18$19.60/sh−1,700$33,320→ 4,234 total
Holdings

  • Common Stock

    (indirect: By Trust)
    107,452
Footnotes (4)
  • [F1]This transaction was executed in multiple trades at prices ranging from $19.61 USD to $19.815 USD; the price reported above reflects the weighted average sale price.
  • [F2]This Form 4 is being amended to add the reporting person's indirect holdings.
  • [F3]Held by the Robert P. Badavas Trust of 2007
  • [F4]Vested one-third each year starting July 8, 2015.

Documents

1 file
  • 4
    primarydocument.xml

    PRIMARY DOCUMENT