Fallon Thomas J 4
4 · Hercules Capital, Inc. · Filed Jun 24, 2024
Insider Transaction Report
Form 4
Fallon Thomas J
Director
Transactions
- Award
Common Stock
2024-06-20$19.80/sh+3,030$59,994→ 8,096 total - Award
Common Stock
2024-06-20+149→ 85,519 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2024-06-20−149→ 7,947 total
Footnotes (4)
- [F1]Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
- [F2]Shares previously reported as directly owned are now being reported as indirectly owned.
- [F3]Includes 132 and 125 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively.
- [F4]Held by the Fallon Family Revocable Trust