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4//SEC Filing

Lim Sen Ming 4

Accession 0001562180-24-005416

CIK 0001888654other
View on SEC.govCompany Profile

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 10:17 AM ET

Size

27.7 KB

Accession

0001562180-24-005416

Insider Transaction Report

Form 4
Period: 2024-06-28
5E Advanced Materials, Inc.FEAM
Lim Sen Ming
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2024-07-01+4,227→ 13,541 total
  • Tax Payment

    Common Stock

    2024-07-01$1.30/sh−1,564$2,033→ 11,977 total
  • Exercise/Conversion

    Common Stock

    2024-07-01+5,904→ 17,881 total
  • Award

    Director RSUs

    2024-06-28+10,684→ 10,684 total
    → Common Stock (10,684 underlying)
  • Exercise/Conversion

    Director RSUs

    2024-07-01−4,227→ 0 total
    → Common Stock (4,227 underlying)
  • Exercise/Conversion

    Director RSUs

    2024-07-01−5,904→ 0 total
    → Common Stock (5,904 underlying)
  • Tax Payment

    Common Stock

    2024-07-01$1.30/sh−2,185$2,841→ 15,696 total
  • Exercise/Conversion

    Common Stock

    2024-07-01+9,166→ 24,862 total
  • Tax Payment

    Common Stock

    2024-07-01$1.30/sh−3,392$4,410→ 21,470 total
  • Exercise/Conversion

    Common Stock

    2024-07-01+10,684→ 32,154 total
  • Tax Payment

    Common Stock

    2024-07-01$1.30/sh−3,954$5,140→ 28,200 total
  • Exercise/Conversion

    Director RSUs

    2024-07-01−9,166→ 0 total
    → Common Stock (9,166 underlying)
  • Exercise/Conversion

    Director RSUs

    2024-07-01−10,684→ 0 total
    → Common Stock (10,684 underlying)
Holdings

  • Common Stock

    (indirect: By Virtova Capital Management Limited)
    5,128,206
Footnotes (4)
  • [F1]Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
  • [F2]On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
  • [F3]On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.
  • [F4]On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Documents

1 file

Issuer

5E Advanced Materials, Inc.

CIK 0001888654

→
Entity typeother

Related Parties

1
  • filerCIK 0001911490

Filing Metadata

Form type
4
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 10:17 AM ET
Size
27.7 KB
View on SEC.gov