4//SEC Filing
LASHLEY RICHARD J 4
Accession 0001562180-24-006716
CIK 0001169770other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 4:31 PM ET
Size
14.7 KB
Accession
0001562180-24-006716
Insider Transaction Report
Form 4
LASHLEY RICHARD J
Director
Transactions
- Sale
Common Stock
2024-09-04$14.00/sh−18,750$262,575→ 719,826 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$14.20/sh−74,113$1,052,182→ 2,355,280 total(indirect: By LLC) - Sale
Common Stock
2024-09-04$14.00/sh−56,250$787,725→ 2,429,393 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$14.20/sh−50,887$722,443→ 668,939 total(indirect: By LLC)
Holdings
- 10,000(indirect: By IRA)
Common Stock
- 10,000(indirect: By LLC)
Depositary Shares of Series F Preferred Stock
- 59,650
Common Stock
Footnotes (4)
- [F1]The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.00 to $14.015 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F2]Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F4]The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.10 to $14.305 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeother
Related Parties
1- filerCIK 0001204241
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 4:31 PM ET
- Size
- 14.7 KB