BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Nov 26, 2024
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Sale
Common Stock
2024-11-25$47.33/sh−2,800$132,532→ 70,002 total - Exercise/Conversion
Common Stock
2024-11-25$10.97/sh+2,800$30,716→ 72,802 total
Holdings
- 40,102(indirect: Financial Planning Analysts)
Common Stock
- 247,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
- 4,950
Restricted Stock
- 20,000
Stock Options (Right to buy)
→ Common Stock
Footnotes (4)
- [F1]A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F2]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F3]4,950 shares are held in an account at Computershare, which have upcoming vesting dates.
- [F4]20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.