Clemente Christopher 4
Accession 0001562180-25-000370
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 9:25 PM ET
Size
35.7 KB
Accession
0001562180-25-000370
Insider Transaction Report
- Sale
Class A Common Stock, $0.01 par value
2025-01-10$8.18/sh−4,443$36,344→ 71,395 total(indirect: See footnote) - Exercise/Conversion
Class A Common Stock, $0.01 par value
2025-01-11+2,500→ 75,875 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units (RSUs)
2025-01-11−2,730→ 5,458 total(indirect: See footnote)→ Class A Common Stock, $0.01 par value (2,730 underlying) - Exercise of In-Money
Warrants (Right to Buy)
2025-01-10−5,000→ 0 total(indirect: See footnote)Exercise: $7.27From: 2015-07-11Exp: 2025-01-12→ Class A Common Stock, $0.01 par value (5,000 underlying) - Exercise/Conversion
Restricted Stock Units (RSUs)
2025-01-11−1,980→ 0 total(indirect: See footnote)→ Class A Common Stock, $0.01 par value (1,980 underlying) - Exercise/Conversion
Class A Common Stock, $0.01 par value
2025-01-10$2.14/sh+12,000$25,680→ 70,838 total(indirect: See footnote) - Exercise/Conversion
Class A Common Stock, $0.01 par value
2025-01-11+1,980→ 73,375 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units (RSUs)
2025-01-11−2,724→ 8,171 total(indirect: See footnote)→ Class A Common Stock, $0.01 par value (2,724 underlying) - Exercise of In-Money
Class A Common Stock, $0.01 par value
2025-01-10$8.18/sh+5,000$40,900→ 75,838 total(indirect: See footnote) - Exercise/Conversion
Class A Common Stock, $0.01 par value
2025-01-11+2,730→ 78,605 total(indirect: See footnote) - Exercise/Conversion
Class A Common Stock, $0.01 par value
2025-01-11+2,724→ 81,329 total(indirect: See footnote) - Exercise/Conversion
Stock Options (Right to Buy)
2025-01-10−12,000→ 0 total(indirect: See footnote)Exercise: $2.14From: 2021-03-17Exp: 2027-03-06→ Class A Common Stock, $0.01 par value (12,000 underlying) - Exercise/Conversion
Restricted Stock Units (RSUs)
2025-01-11−2,500→ 2,500 total(indirect: See footnote)→ Class A Common Stock, $0.01 par value (2,500 underlying)
- 174,990
Class A Common Stock, $0.01 par value
- 684,601(indirect: See footnote)
Class A Common Stock, $0.01 par value
- 924,126(indirect: See footnote)
Class A Common Stock, $0.01 par value
- 64,676(indirect: See footnote)
Class A Common Stock, $0.01 par value
- 220,250(indirect: See footnote)
Class B Common Stock, $0.01 par value
- 772,749(indirect: See footnote)
Class A Common Stock, $0.01 par value
- 124,465(indirect: See footnote)
Class A Common Stock, $0.01 par value
Footnotes (9)
- [F1]By the reporting person's spouse
- [F2]The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date.
- [F3]By FR 54, LLC, an entity controlled by the reporting person
- [F4]By CP Real Estate Services, LC, an entity wholly owned by the reporting person
- [F5]By Clemente Investment Management, LC, an entity controlled by the reporting person
- [F6]By Stonehenge Funding, LC, an entity controlled by the reporting person
- [F7]By various trusts for the benefit of the reporting person's children, of which the reporting person is currently the custodian
- [F8]Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
- [F9]Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
Documents
Issuer
Comstock Holding Companies, Inc.
CIK 0001299969
Related Parties
1- filerCIK 0001311081
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 9:25 PM ET
- Size
- 35.7 KB