BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Jan 28, 2025
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Award
Restricted Stock
2025-01-27+1,600→ 4,750 total
Holdings
- 71,802
Common Stock
- 40,102(indirect: Financial Planning Analysts)
Common Stock
- 20,000
Stock Options (Right to buy)
→ Common Stock - 247,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
Footnotes (5)
- [F1]1,600 restricted shares were granted on 1/27/2025 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 400 shares on 1/27/2026, 400 shares on 1/27/2027, 400 shares on 1/27/2028, and 400 shares on 1/27/2029.
- [F2]4,750 shares are held in an account at Computershare, which have upcoming vesting dates.
- [F3]A total of 71,802 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 24,654 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F4]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F5]20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.