BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Feb 3, 2025
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Exercise/Conversion
Common Stock
2025-01-31$10.97/sh+1,600$17,552→ 73,402 total - Sale
Common Stock
2025-01-31$48.32/sh−1,600$77,312→ 71,802 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-01-31−1,600→ 18,400 totalExercise: $10.97Exp: 2026-01-05→ Common Stock (1,600 underlying)
Holdings
- 40,102(indirect: Financial Planning Analysts)
Common Stock
- 247,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
- 4,750
Restricted Stock
Footnotes (4)
- [F1]A total of 71,802 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 24,654 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F2]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F3]4,750 shares are held in an account at Computershare, which have upcoming vesting dates.
- [F4]18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.