4//SEC Filing
LASHLEY RICHARD J 4
Accession 0001562180-25-003717
CIK 0001169770other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 4:45 PM ET
Size
9.6 KB
Accession
0001562180-25-003717
Insider Transaction Report
Form 4
LASHLEY RICHARD J
Director
Transactions
- Award
Common Stock
2025-05-07+5,883→ 65,533 total
Holdings
- 668,939(indirect: By LLC)
Common Stock
- 2,355,280(indirect: By LLC)
Common Stock
- 10,000(indirect: By IRA)
Common Stock
- 10,000(indirect: By LLC)
Depositary Shares of Series F Preferred Stock
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
- [F2]Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeother
Related Parties
1- filerCIK 0001204241
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 4:45 PM ET
- Size
- 9.6 KB