Volk David J. 4
4 · California BanCorp \ CA · Filed May 23, 2025
Insider Transaction Report
Form 4
Volk David J.
Director
Transactions
- Award
Common Stock
2025-05-21+3,729→ 2,349,833 total(indirect: By LLC)
Holdings
- 1,195
Common Stock
- 10,000
Stock Options
Exercise: $9.67From: 2022-03-15Exp: 2027-03-15→ Common Stock (10,000 underlying) - 7,500
Stock Options
Exercise: $12.96From: 2024-02-20Exp: 2029-02-20→ Common Stock (7,500 underlying)
Footnotes (3)
- [F1]These restricted stock units, each of which represents the right to receive one share of common stock of California BanCorp, Inc. (Common Stock), were assigned to Castle Creek Advisors IV LLC (Advisors IV), on behalf of David Volk in his capacity as a member of the Board of Directors of California BanCorp, Inc. and will become fully vested on May 21, 2026.
- [F2]Includes 6,875 shares of unvested RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]These options are fully vested.