4//SEC Filing
LASHLEY RICHARD J 4
Accession 0001562180-25-004703
CIK 0001169770other
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 6:43 PM ET
Size
13.6 KB
Accession
0001562180-25-004703
Insider Transaction Report
Form 4
LASHLEY RICHARD J
Director
Transactions
- Sale
Common Stock
2025-06-06$14.00/sh−157$2,198→ 2,355,123 total(indirect: By LLC) - Sale
Common Stock
2025-06-09$14.03/sh−37,343$523,736→ 2,317,780 total(indirect: By LLC) - Sale
Common Stock
2025-06-10$14.20/sh−37,500$532,500→ 2,280,280 total(indirect: By LLC)
Holdings
- 65,533
Common Stock
- 10,000(indirect: By IRA)
Common Stock
- 668,939(indirect: By LLC)
Common Stock
- 10,000(indirect: By LLC)
Depositary Shares of Series F Preferred Stock
Footnotes (4)
- [F1]PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.255 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F4]Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeother
Related Parties
1- filerCIK 0001204241
Filing Metadata
- Form type
- 4
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 6:43 PM ET
- Size
- 13.6 KB