Dick Barry 4

4 · 5E Advanced Materials, Inc. · Filed Jul 1, 2025

Form 4

Period: 2025-06-30

Director

Transactions

Tax Payment
Common Stock
2025-07-01$3.55/sh−2,295$8,147→ 7,693 total
Exercise/Conversion
Common Stock
2025-07-01+6,202→ 9,988 total
Exercise/Conversion
Common Stock
2025-07-01+728→ 747 total
Exercise/Conversion
Common Stock
2025-07-01+3,918→ 5,236 total
Tax Payment
Common Stock
2025-07-01$3.55/sh−1,450$5,148→ 3,786 total
Tax Payment
Common Stock
2025-07-01$3.55/sh−270$959→ 477 total
Exercise/Conversion
Common Stock
2025-07-01+1,335→ 1,812 total
Tax Payment
Common Stock
2025-07-01$3.55/sh−494$1,754→ 1,318 total
Award
Restricted Stock Unit
2025-06-30+6,202→ 6,202 total
→ Common Stock (6,202 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-07-01−728→ 0 total
→ Common Stock (728 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-07-01−1,335→ 0 total
→ Common Stock (1,335 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-07-01−3,918→ 0 total
→ Common Stock (3,918 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-07-01−6,202→ 0 total
→ Common Stock (6,202 underlying)

Footnotes (6)

[F1]The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025.
[F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
[F3]RSUs granted on June 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.
[F4]RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.
[F5]RSUs granted on January 21, 2025 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.
[F6]RSUs granted on March 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

Documents

1 file