Bitter Wade 4
4 · NCS Multistage Holdings, Inc. · Filed Aug 15, 2018
Insider Transaction Report
Form 4
Bitter Wade
CAO and Treasurer
Transactions
- Exercise of In-Money
Common Stock
2018-08-14$1.24/sh+3,332$4,132→ 43,332 total(indirect: By Trust) - Sale
Common Stock
2018-08-14$16.38/sh−3,332$54,578→ 40,000 total(indirect: By Trust) - Exercise of In-Money
Option (right to buy)
2018-08-14−3,332→ 0 total(indirect: By Trust)Exercise: $1.24Exp: 2019-02-09→ Common Stock (3,332 underlying)
Holdings
- 10,602
Commo Stock
- 9,021(indirect: By Trust)
Option (right to buy)
Exercise: $5.88Exp: 2022-12-21→ Common Stock (9,021 underlying) - 28,500(indirect: By Trust)
Option (right to buy)
Exercise: $5.88Exp: 2023-04-03→ Common Stock (28,500 underlying)
Footnotes (5)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]Includes 10,602 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.
- [F3]These options have vested and are exercisable.
- [F4]Includes 5,413 vested and exercisable options and 3,608 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019.
- [F5]Includes 17,100 vested and exercisable options and 11,400 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019.