Bitter Wade 4
4 · NCS Multistage Holdings, Inc. · Filed Mar 4, 2019
Insider Transaction Report
Form 4
Bitter Wade
CAO & Treasurer
Transactions
- Award
Common Stock
[F1][F2]2019-02-28+20,467→ 33,328 total - Tax Payment
Common Stock
[F3][F1][F2]2019-03-01−1,048→ 32,280 total - Award
Equivalent Stock Units
[F4][F5]2019-02-28+6,822→ 6,822 total→ Common Stock (6,822 underlying)
Holdings
- 40,000(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Includes 7,068 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 20,467 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.
- [F2]Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018.
- [F3]These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
- [F4]These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant.
- [F5]Vest in in three equal annual installments beginning on February 28, 2020.
Signature
/s/ Kevin Trautner, attorney-in-fact|2019-03-04