Trautner Kevin 4
4 · NCS Multistage Holdings, Inc. · Filed Mar 3, 2020
Insider Transaction Report
Form 4
Trautner Kevin
Executive VP, GC and Secretary
Transactions
- Exercise/Conversion
Common Stock
2020-02-28+3,521→ 64,798 total - Award
Equivalent Stock Units
2020-02-28+111,842→ 122,405 total→ Common Stock (111,842 underlying) - Tax Payment
Common Stock
2020-02-28$1.09/sh−3,521$3,838→ 61,277 total - Disposition to Issuer
Common Stock
2020-03-01$1.09/sh−1,333$1,453→ 57,371 total - Exercise/Conversion
Equivalent Stock Units
2020-02-28−3,521→ 118,884 total→ Common Stock (3,521 underlying) - Disposition to Issuer
Common Stock
2020-02-28$1.09/sh−2,573$2,805→ 58,704 total
Footnotes (6)
- [F1]Equivalent stock units vested on February 28, 2020 and settled for cash.
- [F2]The total has been corrected from the previous Form 4 to exclude 3,898 shares which were inadvertently double counted.
- [F3]These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
- [F4]Includes 3,898 restricted stock units which vest on August 24, 2020, 5,472 restricted stock units which vest on March 1, 2021 and 21,126 restricted stock units which vest in two equal annual installments beginning on February 28, 2021.
- [F5]These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
- [F6]Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.