NCS Multistage Holdings, Inc.·4

Mar 2, 5:09 PM ET

Nipper Robert 4

4 · NCS Multistage Holdings, Inc. · Filed Mar 2, 2023

Insider Transaction Report

Form 4
Period: 2023-02-28
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2023-02-28+9,38535,287 total
  • Tax Payment

    Common Stock

    [F1]
    2023-02-28$23.84/sh9,385$223,73825,902 total
  • Disposition to Issuer

    Common Stock

    [F2][F3]
    2023-02-28$23.84/sh831$19,81125,071 total
  • Exercise/Conversion

    Equivalent Stock Units

    [F5][F1][F6]
    2023-02-289,3855,194 total
    Common Stock (9,385 underlying)
Holdings
  • Common Stock

    [F4]
    (indirect: By Partnership)
    91,743
Footnotes (6)
  • [F1]Equivalent stock units vested on February 28, 2023 and settled for cash.
  • [F2]These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
  • [F3]Includes 1,624 restricted stock units which vest on February 28, 2024 and 3,570 restricted stock units which vest in two equal annual installments beginning on February 28, 2024.
  • [F4]These securities are held by the Nipper Family Limited Partnership, a limited partnership of which the Reporting Person is the trustee of the sole general partner, Nipper Family Management Trust. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by the Nipper Family Limited Partnership except to the extent of his pecuniary interest therein.
  • [F5]These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
  • [F6]Includes 1,624 equivalent stock units which vest on February 28, 2024 and 3,570 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.
Signature
/s/ Ori Lev, attorney-in-fact|2023-03-02

Documents

1 file
  • 4
    certent-form4.xmlPrimary

    PRIMARY DOCUMENT