4//SEC Filing
Sirosh Joseph 4
Accession 0001563190-22-000077
CIK 0001563190other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 4:58 PM ET
Size
12.5 KB
Accession
0001563190-22-000077
Insider Transaction Report
Form 4
Compass, Inc.COMP
Sirosh Joseph
Chief Technology Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2022-07-06+43,607→ 555,130 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2022-07-06−9,490→ 56,920 total→ Class A Common Stock (9,490 underlying) - Tax Payment
Class A Common Stock
2022-07-06$4.38/sh−10,959$48,000→ 544,171 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2022-07-06−34,117→ 102,351 total→ Class A Common Stock (34,117 underlying)
Holdings
- 50(indirect: See footnote)
Class A Common Stock
Footnotes (5)
- [F1]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- [F2]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- [F3]Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.
- [F4]The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.
- [F5]The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.
Documents
Issuer
Compass, Inc.
CIK 0001563190
Entity typeother
Related Parties
1- filerCIK 0001847175
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 4:58 PM ET
- Size
- 12.5 KB