4//SEC Filing
Wilkie Danielle J. 4
Accession 0001563190-22-000160
CIK 0001563190other
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 6:15 PM ET
Size
13.1 KB
Accession
0001563190-22-000160
Insider Transaction Report
Form 4
Compass, Inc.COMP
Wilkie Danielle J.
President, Central Region
Transactions
- Exercise/Conversion
Class A Common Stock
2022-10-05+1,986→ 2,288 total - Tax Payment
Class A Common Stock
2022-10-05$2.55/sh−575$1,466→ 1,713 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2022-10-05−426→ 853 total→ Class A Common Stock (426 underlying) - Sale
Class A Common Stock
2022-10-07$2.85/sh−1,109$3,161→ 604 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2022-10-05−1,560→ 40,630 total→ Class A Common Stock (1,560 underlying)
Footnotes (5)
- [F1]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- [F2]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- [F3]Automatic sale pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.
- [F4]The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
- [F5]The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election.
Documents
Issuer
Compass, Inc.
CIK 0001563190
Entity typeother
Related Parties
1- filerCIK 0001847349
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 6:15 PM ET
- Size
- 13.1 KB