4//SEC Filing
Wilkie Danielle J. 4
Accession 0001563190-22-000203
CIK 0001563190other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 6:25 PM ET
Size
10.7 KB
Accession
0001563190-22-000203
Insider Transaction Report
Form 4
Compass, Inc.COMP
Wilkie Danielle J.
President, Central Region
Transactions
- Tax Payment
Class A Common Stock
2022-12-05$2.91/sh−454$1,321→ 1,720 total - Sale
Class A Common Stock
2022-12-05$2.67/sh−1,116$2,980→ 604 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2022-12-05−1,570→ 37,500 total→ Class A Common Stock (1,570 underlying) - Exercise/Conversion
Class A Common Stock
2022-12-05+1,570→ 2,174 total
Footnotes (5)
- [F1]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- [F2]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- [F3]Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.
- [F4]The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- [F5]The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
Documents
Issuer
Compass, Inc.
CIK 0001563190
Entity typeother
Related Parties
1- filerCIK 0001847349
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 6:25 PM ET
- Size
- 10.7 KB