4//SEC Filing
Hart Gregory M. 4
Accession 0001563190-23-000194
CIK 0001563190other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 5:12 PM ET
Size
14.9 KB
Accession
0001563190-23-000194
Insider Transaction Report
Form 4
Compass, Inc.COMP
Hart Gregory M.
Chief Product Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2023-09-05+69,032→ 801,834 total - Sale
Class A Common Stock
2023-09-01$3.60/sh−49,208$177,282→ 757,406 total - Sale
Class A Common Stock
2023-09-05$3.60/sh−24,604$88,643→ 732,802 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2023-09-05−17,280→ 345,720 total→ Class A Common Stock (17,280 underlying) - Tax Payment
Class A Common Stock
2023-09-05$3.62/sh−27,165$98,337→ 774,669 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2023-09-05−51,752→ 155,258 total→ Class A Common Stock (51,752 underlying)
Footnotes (7)
- [F1]Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.
- [F2]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.51 to $3.75 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F4]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- [F5]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- [F6]The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
- [F7]The RSUs vest as to 25% of the shares on August 15, 2023 and quarterly thereafter, with 100% of the shares vested on May 15, 2024, subject to the reporting person's continuous service on each vesting date.
Documents
Issuer
Compass, Inc.
CIK 0001563190
Entity typeother
Related Parties
1- filerCIK 0001847374
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 5:12 PM ET
- Size
- 14.9 KB