4//SEC Filing
Hart Gregory M. 4
Accession 0001563190-23-000200
CIK 0001563190other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 6:16 PM ET
Size
17.0 KB
Accession
0001563190-23-000200
Insider Transaction Report
Form 4
Compass, Inc.COMP
Hart Gregory M.
Chief Product Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2023-10-03+282,513→ 1,032,578 total - Tax Payment
Class A Common Stock
2023-10-03$2.60/sh−111,171$289,045→ 921,407 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2023-10-03−17,290→ 328,430 total→ Class A Common Stock (17,290 underlying) - Sale
Class A Common Stock
2023-10-02$2.82/sh−24,604$69,401→ 750,065 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2023-10-03−152,039→ 304,079 total→ Class A Common Stock (152,039 underlying) - Exercise/Conversion
Restricted Stock Unit (RSU)
2023-10-03−101,359→ 202,720 total→ Class A Common Stock (101,359 underlying) - Exercise/Conversion
Restricted Stock Unit (RSU)
2023-10-03−11,825→ 23,651 total→ Class A Common Stock (11,825 underlying)
Footnotes (6)
- [F1]Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.
- [F2]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.79 to $2.88 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- [F4]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- [F5]The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
- [F6]The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
Documents
Issuer
Compass, Inc.
CIK 0001563190
Entity typeother
Related Parties
1- filerCIK 0001847374
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 6:16 PM ET
- Size
- 17.0 KB