4//SEC Filing
Reffkin Robert L. 4
Accession 0001563190-24-000204
CIK 0001563190other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 9:00 PM ET
Size
9.8 KB
Accession
0001563190-24-000204
Insider Transaction Report
Form 4
Compass, Inc.COMP
Reffkin Robert L.
DirectorChairman and CEO
Transactions
- Disposition to Issuer
Class C Common Stock
2024-12-18−3,000,000→ 7,633,787 total→ Class A Common Stock (3,000,000 underlying) - Award
Class A Common Stock
2024-12-18+3,000,000→ 3,000,000 total
Holdings
- 7,828,116(indirect: See Footnotes)
Class A Common Stock
- 4,125,000(indirect: See footnote)
Class C Common Stock
→ Class A Common Stock (4,125,000 underlying)
Footnotes (4)
- [F1]Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.
- [F2]Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.
- [F3]Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
- [F4]Shares owned by Reffkin Investment I Corp. The Robert Lee Reffkin Revocable Trust is the sole and controlling shareholder of Reffkin Investment I Corp.
Documents
Issuer
Compass, Inc.
CIK 0001563190
Entity typeother
Related Parties
1- filerCIK 0001847178
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 9:00 PM ET
- Size
- 9.8 KB