4//SEC Filing
Reffkin Robert L. 4
Accession 0001563190-25-000002
CIK 0001563190other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 9:04 PM ET
Size
8.9 KB
Accession
0001563190-25-000002
Insider Transaction Report
Form 4
Compass, Inc.COMP
Reffkin Robert L.
DirectorChairman and CEO
Transactions
- Sale
Class A Common Stock
2025-01-02$5.91/sh−49,316$291,231→ 2,950,684 total - Award
Restricted Stock Unit (RSU)
2025-01-01+1,359,865→ 1,359,865 total→ Class A Common Stock (1,359,865 underlying)
Holdings
- 7,828,116(indirect: See Footnotes)
Class A Common Stock
Footnotes (5)
- [F1]Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
- [F4]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- [F5]The RSUs vest as to 25% of the total shares on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Documents
Issuer
Compass, Inc.
CIK 0001563190
Entity typeother
Related Parties
1- filerCIK 0001847178
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 9:04 PM ET
- Size
- 8.9 KB