4//SEC Filing
Reffkin Robert L. 4
Accession 0001563190-25-000035
CIK 0001563190other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 9:01 PM ET
Size
15.8 KB
Accession
0001563190-25-000035
Insider Transaction Report
Form 4
Compass, Inc.COMP
Reffkin Robert L.
DirectorChairman and CEO
Transactions
- Award
Class A Common Stock
2025-02-19+1,636,354→ 2,000,000 total - Sale
Class A Common Stock
2025-02-19$8.98/sh−1,000,000$8,978,400→ 1,000,000 total - Sale
Class A Common Stock
2025-02-19$9.93/sh−1,000,000$9,934,700→ 0 total - Disposition to Issuer
Class C Common Stock
2025-02-19−1,636,354→ 5,997,433 total→ Class A Common Stock (1,636,354 underlying) - Sale
Class A Common Stock
2025-02-14$7.91/sh−775,490$6,131,567→ 363,646 total
Holdings
- 7,828,116(indirect: See Footnotes)
Class A Common Stock
- 4,125,000(indirect: See footnote)
Class C Common Stock
→ Class A Common Stock (4,125,000 underlying)
Footnotes (8)
- [F1]Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. With this filing and these sales, the plan is complete.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.925 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.
- [F4]Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.
- [F5]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90 to $9.035 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.005 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
- [F8]Shares owned by Reffkin Investment I Corp. The Robert Lee Reffkin Revocable Trust is the sole and controlling shareholder of Reffkin Investment I Corp.
Documents
Issuer
Compass, Inc.
CIK 0001563190
Entity typeother
Related Parties
1- filerCIK 0001847178
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 9:01 PM ET
- Size
- 15.8 KB