Glass Ethan Charles 4

4 · Compass, Inc. · Filed Mar 18, 2026

AI-generated summary of this filing

Updated Mar 18, 2026

Compass (COMP) CLO Ethan Glass Receives RSU Shares

What Happened

Ethan Charles Glass, Chief Legal Officer of Compass, had restricted stock units (RSUs) convert/settle on 2026-03-16. The Form 4 shows exercise/conversion entries totaling 203,466 shares (101,733 + 38,150 + 63,583). The company withheld 50,970 shares to satisfy tax withholding at $8.28 per share, valued at $422,032. The reported exercise/conversion price is $0.00, consistent with RSU settlement rather than a cash option purchase.

Key Details

Transaction date: 2026-03-16; Form 4 filed 2026-03-18 (timely filing).
Total RSUs converted/settled: 203,466 shares.
Shares withheld for taxes: 50,970 shares at $8.28/share = $422,032 (footnote F2).
Net shares delivered to the reporting person (203,466 − 50,970): 152,496 shares (based on the reported entries).
Exercise/conversion price: $0.00 (indicates RSU settlement) (footnote F1).
Vesting details referenced in filing: staged vesting schedules (footnotes F3 and F4).
Shares owned after the transaction: not provided in the excerpt supplied.
No 10b5-1 plan or late filing indicated.

Context

This was a settlement/vesting of RSUs (derivative conversion), not a cash market purchase or a motivated open-market sale. The disposition entries reflect company withholding/surrender of shares to cover tax obligations rather than a public sale for cash. Such RSU vestings are routine compensation events for executives and do not by themselves indicate a buy/sell signal.

Form 4

Period: 2026-03-16

Chief Legal Officer

Transactions

Exercise/Conversion
Class A Common Stock
[F1]
2026-03-16+101,733→ 151,606 total
Tax Payment
Class A Common Stock
[F2]
2026-03-16$8.28/sh−50,970$422,032→ 100,636 total
Exercise/Conversion
Restricted Stock Unit (RSU)
[F1][F3]
2026-03-16−38,150→ 534,100 total
→ Class A Common Stock (38,150 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
[F1][F4]
2026-03-16−63,583→ 127,167 total
→ Class A Common Stock (63,583 underlying)

Footnotes (4)

[F1]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
[F2]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
[F3]The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F4]The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Signature

/s/ Ethan Glass|2026-03-18

1 file