Compass, Inc.·4

May 15, 4:13 PM ET

Leinwand Allan 4

4 · Compass, Inc. · Filed May 15, 2026

Research Summary

AI-generated summary of this filing

Updated

Compass (COMP) Director Allan Leinwand Exercises Options, Receives RSUs

What Happened

  • Allan Leinwand, a director of Compass, exercised or converted derivative awards for 35,288 shares and an associated derivative entry for 35,288 shares was reported as disposed, both at an exercise/conversion price of $0.00 on 2026-05-14. In addition, he was granted 27,702 restricted stock units (RSUs) on the same date. The filing shows $0.00 reported for these transactions (no cash amount paid or received reported).

Key Details

  • Transaction date: 2026-05-14; filing date: 2026-05-15 (timely).
  • Exercise/conversion: 35,288 shares at $0.00 (code M).
  • Disposition of derivative: 35,288 shares at $0.00 (reported as derivative).
  • Grant/award: 27,702 RSUs at $0.00 (code A). Per the filing, each RSU is a contingent right to one share upon settlement (F1).
  • Vesting notes: footnotes indicate RSU vesting schedules — one set vests 100% by the earlier of the next annual meeting or May 22, 2026 (F3); another vests 100% by the earlier of the next annual meeting or May 14, 2027 (F4).
  • Trust disclosure: the reporting person and spouse are trustees and beneficiaries of the Leinwand Family Living Trust (F2).
  • Shares owned after the transactions are not specified in the excerpt provided.

Context

  • Code M denotes exercise or conversion of a derivative; the $0.00 price reported means no cash exercise price is shown in the filing (common with certain conversions or plan mechanics), but the filing does not explain cash settlement details.
  • RSU grants are awards that convert to shares only upon settlement/vesting and do not represent an immediate open-market purchase; they are typically compensation-related rather than a direct market vote by the insider.

Insider Transaction Report

Form 4
Period: 2026-05-14
Transactions
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-05-14+35,28835,288 total
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    [F1][F3]
    2026-05-1435,2880 total
    Class A Common Stock (35,288 underlying)
  • Award

    Restricted Stock Unit (RSU)

    [F1][F4]
    2026-05-14+27,70227,702 total
    Class A Common Stock (27,702 underlying)
Holdings
  • Class A Common Stock

    [F2]
    (indirect: By Trust)
    146,352
Footnotes (4)
  • [F1]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
  • [F2]The Reporting Person and his spouse are both trustees and beneficiaries of Leinwand Family Living Trust.
  • [F3]The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.
  • [F4]The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
Signature
/s/ Ethan Glass, as attorney-in-fact|2026-05-15

Documents

1 file
  • 4
    wk-form4_1778876033.xmlPrimary

    FORM 4